Opleiding DSI Integrity Module 2013

Independent, honest and sincere

Niveau

HBO

Studiebelasting

40 uur per maand

Vakgebied
Opleidingsvariant

E-learning


Algemeen

The aim of the DSI Integrity Module is to make professionals, who are active in the world of investments, extra aware of the special position they hold in relation to the clients. Clients rightfully expect their financial investments to be handled by independent experts in an honest and sincere manner. The DSI Securities Specialist Integrity Module is a mandatory requirement for DSI if people want to be included in the DSI register as investment advisers. This unique NIBE-SVV programme makes efficient and practical use of e-Learning to teach you about legislation, regulations and integrity issues in the securities sector.

Target group

This module has been specially developed for people wanting to qualify as investment specialists in the DSI register, such as: securities traders, investment advisor, asset managers, investment analysts, (new) legal affairs employees at security-lending institutions and compliance officers.

Goal and structure

By following this module, you will realise why clients feel it is so important to deal with independent, honest and sincere securities specialists. You will gain a basic insight into the objectives and implementation of the important laws and regulations in the securities sector. Particular attention will be given to dealing with integrity and professional responsibility, and how to address ethical and integrity-related dilemmas in your day-to-day affairs. This module can be fully completed on an independent study basis.

Preliminary training

This course assumes that you posses HVE-level professional and intellectual capacities and possess a certain degree of knowledge and insight about the securities sector.

Course materials

NIBE-SVV is the number one financial trainer in the banking, insurance and securities industries and sets the standard for the market. This guarantees you the highest quality by far. For many years, NIBE-SVV has been the leading training institution for the Dutch financial-services sector. NIBE-SVV uses the latest literature and possesses a modern online learning environment. This online learning environment includes all information that you will require for your course. The theory involved in this course will be conveyed via a clearly structured digital textbook. You can test your knowledge and understanding of the theory by means of exercises and questions made available in the online learning environment. The online learning platform features a digital information centre that helps you to master the theory quickly and effectively.

Studieprogramma

Study programme

Ethics as professional skill and responsibility

  • Integrity as professional responsibility for securities specialists
  • Integrity and rules & codes
  • Consequences for breaching laws and regulations

Laws and regulations securities specialists

  • Functional regulation model and tasks and authority of financial regulators Authority for the Financial Markets (AFM) and the DNB
  • Aim and methods of the Financial Supervision Act (Wft)
  • Structure and tasks of NYSE-Euronext Amsterdam
  • Relationship NYSE-Euronext Amsterdam and permitted institutions
  • Main trading regulations at NYSE-Euronext Amsterdam
  • Relationship NYSE-Euronext Amsterdam and AFM
  • Code of conduct NYSE-Euronext Amsterdam and AFM

Compliance

  • Visions defining the scope of compliance
  • Tasks, authority and activities of compliance officers
  • Compliance arrangements: aim and methods Chinese Walls, Managing price-sensitive information, Insider trading Guideline

DSI

  • Target groups, registered parties and participants of DSI
  • Objective and structure of the DSI
  • DSI code of conduct

Ethics and integrity in practice

  • Underlying values in securities transactions
  • Practical examples of integrity issues
  • Strategies for dealing with integrity issues

Exam and diploma

This course is completed by sitting an exam, which involves digitally answering multiple-choice questions in a test centre. If you pass this test, then you will be awarded the NIBE-SVV ‘DSI Securities Specialist Integrity Module’ diploma. You will need this diploma if you want to be included in the DSI register.

Lesplanning

Types of course

This course is available as an e-Learning module. This version does not involve traditional meetings. The training also includes a digital exam. Exam costs have been mentioned separately in the costs overview. You are free to choose your own exam date.

DSI Integrity Module

Startmaand Variant Dag Locatie
Oktober 2017 E-learning N.v.t. E-learning
Startmaand Variant Dag Locatie
November 2017 E-learning N.v.t. E-learning
Startmaand Variant Dag Locatie
December 2017 E-learning N.v.t. E-learning
Startmaand Variant Dag Locatie
Januari 2018 E-learning N.v.t. E-learning
Startmaand Variant Dag Locatie
Februari 2018 E-learning N.v.t. E-learning
Startmaand Variant Dag Locatie
Maart 2018 E-learning N.v.t. E-learning
Startmaand Variant Dag Locatie
April 2018 E-learning N.v.t. E-learning
Startmaand Variant Dag Locatie
Mei 2018 E-learning N.v.t. E-learning
Startmaand Variant Dag Locatie
Juni 2018 E-learning N.v.t. E-learning
Startmaand Variant Dag Locatie
Juli 2018 E-learning N.v.t. E-learning

Voor vragen over deze opleiding kunt u 035 200 4627 bellen. Deze opleiding op maat maken voor uw organisatie of op uw eigen locatie laten verzorgen? Bel 035 750 61 57.

Kostenspecificatie

Kosten

E-Learning € 190,00
Examenkosten € 136,00
Totaalprijs (exclusief BTW) € 326,00

Costs

E-Learning: € 190,-
Exam fees: € 136,-
Optional: printed syllabus € 49,-

Beoordelingen
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Onze opleidingsadviseurs zijn nu telefonisch bereikbaar. Op werkdagen van 08.00 tot 18.00 uur, m.u.v. vrijdag tot 17.00 uur. 

035 200 4604

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035-7 506 155

Op werkdagen van 08.00 tot 18.00 uur, m.u.v. vrijdag tot 17.00 uur

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