Vakopleiding
Dag
3 maanden
In this module CCO: Introduction Compliance (English) you will gain basic knowledge of laws and regulations regarding the compliance function and you will discuss the tasks and responsibilities of the compliance officer. You will gain insight into the obligations that the legislation and regulations require of you and learn to translate this to your own organisation. After completing this module, you will be able to find your way in European and Dutch financial law.
The CCO: Introduction Compliance (English) module is the first module of the fully accredited course CCO: Certified Compliance Officer. If you wish to learn more about the position of compliance officer after completing this module, then you can get an exemption for this module in the full course CCO: Certified Compliance Officer.
This module is 1 of the 4 modules from the complete course CCO: Certified Compliance Officer (CCO). The complete CCO course is accredited by DSI, Register Compliance Professional. By obtaining the Certified Compliance Officer diploma, professionals can be certified by DSI by registering in the DSI Compliance Professional register.
The association of Dutch trust offices, Holland Quaestor (HQ), has accredited the course CCO: Certified Compliance Officer and awards PE points (1 point per effective teaching hour) when obtaining the Certified Compliance Officer diploma from NIBE-SVV. Members of Holland Quaestor have a license from De Nederlandsche Bank (DNB) under the Trust Offices Supervision Act (Wtt). Members who work as a compliance officer at a trust office must follow a Holland Quaestor-accredited compliance officer course and obtain the corresponding diploma.
If you have successfully finished the complete course, you are eligible for exemption from 2 of the 6 modules of the Dutch course Registeropleiding Financieel Recht (Financial Law Register Training) of the University of Amsterdam Academy for Banking and Insurance. The Registeropleiding Financieel Recht is concluded with the University of Amsterdam diploma in Register Training in Financial Law and comprises 4 compulsory modules and 2 elective modules.
The compliance officer assists the management of a financial company in managing the compliance risks of this company. A supervised company faces risks of legal or regulatory sanctions and of material, financial or reputational loss. The entire CCO: Certified Compliance Officer course is specifically designed for (experienced) compliance officers, auditors and other professionals in similar positions with oversight responsibilities. In this module you take a first step towards compliance.
Some knowledge of relevant laws and regulations is desirable before you start this course. In case you are lacking this experience, we recommend that you first follow the Compliance for Financial Advisors (Compliance voor Financieel Adviseurs) training.
The purpose of the CCO: Introduction Compliance (English) module is to give you more insight into the obligations that legislation and regulations require of you, also in the field of European law. The main points of the Wft, financial supervision law and relevant European legislative processes such as MiFID, IDD, CRD 4 and Solvency are therefore also discussed. With the knowledge you gain, you can recognise (un)desired behaviour and translate your knowledge of the laws and regulations to the organisation.
The meetings and the module assignment are practice-oriented. For example, during 2 of the meetings you will work on developing your skills by actively practicing with situations that compliance officers may encounter.
This compliance course is suitable for you if you perform on an academic level. In addition, you are expected to have sufficient knowledge of relevant laws and regulations. Furthermore, you need to have a working environment in which you can carry out the practical assignments. If you do not (yet) fully meet this profile, sufficient work experience can still lead to admission to the course. In that case it is highly recommended to find an internship where you can carry out the module assignments.
The course for compliance professionals is very intensive because you attend several meetings per month and also spend time on preparation. Please take this into account when registering.
This course consists of 4 meetings from 9.30 a.m. tot 4.30 p.m. Course preparation and assignments take approximately 16 hours per meeting.
You will be supplied with the latest literature and receive access to a modern online learning environment. This online learning platform includes everything that is required for your training.
You follow the meetings from this program in class on location. Our teaching locations are located throughout the Netherlands. When registering you can specify your preferred location. If there are not enough registrations for your preferred location, we will offer an alternative location. This way we can ensure that you have enough fellow students to learn from each other.
Attendance with active participation applies to the CCO: Introduction Compliance (English) module. The module is completed with a module assignment. Upon active participation in the module and successfully completing the assignment, you will receive the certificate ‘CCO: Introduction Compliance (English)’. This module is part of the course CCO: Certified Compliance Officer of NIBE-SVV.
The module assignment is part of the training. The exam costs for the module assignment are stated separately in the cost overview.
Would you like to purchase this module or the entire course tailored to your organisation? Then please contact us.
Ontdek diverse subsidies die je kunnen helpen bij het verlagen van je studiekosten, of je nu zelf betaalt of je werkgever. Hieronder vind je een handig overzicht van de beschikbare regelingen.
Regelingen voor de student:
Regelingen voor de werkgever:
Bekijk per regeling welke voorwaarden en voordelen van toepassing zijn op onze pagina over subsiedieregelingen.
Opleiding op locatie
Bij NIBE-SVV regelen wij een arrangement voor jou bestaande uit onbeperkt koffie, thee en ijswater. Het dagarrangement is inclusief een uitgebreide lunch. De arrangementskosten bedragen € 25,- per dag of € 5,50 per avond. Als er locatiekosten vermeld worden in het kostenoverzicht, worden deze kosten aan je doorberekend. De locatiekosten bedragen € 29,50 per dag of € 10,- per avond.
Let op: alle bovenstaande bedragen zijn exclusief btw.
Virtual Classroom of E-learning
Wanneer je ervoor kiest om een van onze opleidingen online via een e-learning of virtual classroom te volgen, worden er geen locatie- en arrangementkosten in rekening gebracht.
Naast de aangegeven kosten kan er in de loop van je studie sprake zijn van eventuele aanvullende kosten. Of je te maken krijgt met deze kosten is afhankelijk van je studiebehoefte. Zo kan je bijvoorbeeld kiezen voor extra examenbegeleiding of het maken van een herexamen wanneer je niet in een keer slaagt. Bekijk het menu met extra mogelijkheden en bijbehorende kosten. Dit menu vind je ook in de online leeromgeving e-Connect, waar je na de inschrijfbevestiging toegang toe hebt.
Als de opleiding beschikbaar is als e-learning en je kiest hiervoor, dan ontvang je altijd een digitaal tekstboek. Een papieren studieboek kan je bijbestellen in het inschrijfproces.
Wij combineren topkwaliteit met maximale flexibiliteit en aantrekkelijke tarieven. Alle genoemde prijzen zijn in principe exclusief btw. De opleidingen en trainingen, verzorgd door NIBE-SVV, kunnen wij jou vrijgesteld van btw aanbieden. Dit geldt ook voor alle wettelijk erkende opleidingen op MBO-niveau 2, 3, 4, de volledige HBO Bacheloropleidingen en de volledige Masteropleidingen. Voor de niet-wettelijk erkende opleidingen en trainingen van onze businesspartners brengen wij 21% btw in rekening. Voor organisaties die geen btw kunnen terugvorderen, is vrijstelling van btw mogelijk.
Op de kosten voor studiemateriaal, hand-outs, syllabi, reprorechten en arrangementskosten brengen wij altijd 9% btw in rekening. De 9% btw op arrangementskosten is niet aftrekbaar.
Losse examens zijn vrijgesteld van btw indien je bij jouw inschrijving aangeeft bij welke CRKBO-geregistreerde instelling je de btw-vrijgestelde opleiding hebt gevolgd.
Wanneer je geen vooropleiding hebt gevolgd, is het examen belast met 21% btw. Dit geldt niet voor de DSI-examens, deze zijn altijd belast met 21% btw. De hoogte van de btw is onder voorbehoud van eventuele wetswijzigingen
*Deze kosten worden niet in rekening gebracht bij e-learnings.