Opleidingen

Compliance Introduction

The objective of this course is to provide the participants insight into compliance & integrity, the compliance function and the related laws and regulations.

Voor wie?
Who should apply?

Managers
(Local) Compliance Officers
Internal control staff
(Internal or external) auditors
Account managers
Securities staff

Wat leert u?

You will learn about the outlines of the compliance function of a financial institution and the applicable laws and regulations.

Vooropleiding
Education
There are no specific requirements in order to participate in this course; some experience in the financial industry is desirable.

Studiebelasting in uren
12 hours

PE-Punten
hierover kunt u contact opnemen met het Nederlands Compliance Instituut